Zavery Amit 4

What Happened

• Amit Zavery, a director of Broadridge Financial Solutions, was granted two awards of Deferred Stock Units (DSUs) on April 8, 2026: 27 DSUs and 24 DSUs, for a total of 51 units. Each was reported at $0.00 per share (dividend-equivalent awards), so no cash was paid or received at grant.
• These DSUs vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service. This is an award/grant transaction (code A), not a market purchase or sale.

Key Details

• Transaction date: 2026-04-08; Filing date (Form 4): 2026-04-09 (timely filing).
• Price: $0.00 per unit (dividend-equivalent DSU awards).
• Shares/units awarded: 27 DSUs and 24 DSUs (total 51 DSUs).
• Shares owned after transaction: Not specified in the provided filing excerpt.
• Footnotes: Awards reflect dividend-equivalent DSUs under Broadridge’s 2018 Omnibus Award Plan and Director Deferred Compensation Program; they vest immediately and will convert to shares upon director’s separation.
• Transaction type code: A = Award/Grant.

Context

• Deferred Stock Units are non-cash awards that represent the right to receive company shares later (here, upon separation). They are common for directors and typically reflect routine dividend-equivalent top-ups rather than an active buy/sell signal.
• Because these units are awarded (not sold or purchased), they don’t directly indicate immediate bullish or bearish insider trading activity.