Nazareth Annette L. 4

4 · BROADRIDGE FINANCIAL SOLUTIONS, INC. · Filed Jul 6, 2026

AI-generated summary of this filing

Updated Jul 6, 2026

Broadridge Director Annette Nazareth Receives Deferred Stock Units

What Happened

Annette L. Nazareth, a director of Broadridge Financial Solutions (BR), was granted two awards totaling 39 deferred stock units (21 DSUs and 18 DSUs) on July 2, 2026. Each grant was recorded at $0.00 (non‑cash dividend equivalents), so no cash was paid. The DSUs vest in full upon grant and will convert to Broadridge common stock when the director separates from service.

Key Details

Transaction date: 2026-07-02; Filing date (Form 4): 2026-07-06 (filed within the required two business days).
Reported grants: 21 DSUs @ $0.00 and 18 DSUs @ $0.00 — total 39 DSUs awarded.
Transaction code: A = Award/Grant (dividend equivalent DSUs under the 2018 Omnibus Award Plan / Director Deferred Compensation Program).
Vesting/settlement: DSUs vest immediately but will settle in shares upon the director’s separation from Broadridge (per footnotes).
Shares owned after transaction: not specified in the provided filing.

Context

These awards are dividend equivalents credited as deferred stock units (not open‑market purchases or sales) and are commonly used for director compensation and tax deferral.
Because the units settle later and no cash changed hands, this is routine compensation reporting rather than an active buy/sell decision by the insider.

Form 4

Period: 2026-07-02

Director

Transactions

Footnotes (2)

[F1]The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
[F2]The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Signature

Maria Allen, Power of Attorney|2026-07-06

1 file