Nazareth Annette L. 4

What Happened

• Annette L. Nazareth, a director of Broadridge Financial Solutions (BR), was granted two awards totaling 39 deferred stock units (21 DSUs and 18 DSUs) on July 2, 2026. Each grant was recorded at $0.00 (non‑cash dividend equivalents), so no cash was paid. The DSUs vest in full upon grant and will convert to Broadridge common stock when the director separates from service.

Key Details

• Transaction date: 2026-07-02; Filing date (Form 4): 2026-07-06 (filed within the required two business days).
• Reported grants: 21 DSUs @ $0.00 and 18 DSUs @ $0.00 — total 39 DSUs awarded.
• Transaction code: A = Award/Grant (dividend equivalent DSUs under the 2018 Omnibus Award Plan / Director Deferred Compensation Program).
• Vesting/settlement: DSUs vest immediately but will settle in shares upon the director’s separation from Broadridge (per footnotes).
• Shares owned after transaction: not specified in the provided filing.

Context

• These awards are dividend equivalents credited as deferred stock units (not open‑market purchases or sales) and are commonly used for director compensation and tax deferral.
• Because the units settle later and no cash changed hands, this is routine compensation reporting rather than an active buy/sell decision by the insider.