Broadridge (BR) VP Carey Thomas P Receives RSU Award

What Happened Carey Thomas P, a Corporate Vice President at Broadridge Financial Solutions (BR), was granted 5,275 Restricted Stock Units (RSUs) on August 12, 2026. The grant was reported as an award/acquisition (transaction code A) at $0.00 per share (reported acquisition value $0). These RSUs represent a right to receive the same number of Broadridge common shares upon vesting.

Key Details

• Transaction date: 2026-08-12 (reported on Form 4 filed 2026-08-14 — filing appears timely).
• Transaction type/code: Award/Grant (A).
• Shares/units: 5,275 Restricted Stock Units; reported price $0.00 (award).
• Vesting/conversion: Per the filing footnote, the RSUs were granted under Broadridge’s 2018 Omnibus Award Plan, determined at the end of a three‑year performance period, and will vest and convert into Broadridge common stock on October 1, 2026.
• Shares owned after transaction: Not specified in the provided filing excerpt.
• Filing timeliness: Filed Aug 14 for an Aug 12 transaction (within the typical 2-business-day Form 4 window).

Context This was a compensation award (RSUs) tied to a multi-year performance period, not an open‑market purchase or sale. Awards like this are common for executives and reflect compensation/long-term incentives; they do not necessarily signal immediate trading intent. The RSUs will convert to actual shares on the stated vesting date (Oct 1, 2026), at which point further disclosures (e.g., for any subsequent sale) may follow. For a fuller picture, check the complete Form 4 on EDGAR for total post-transaction holdings and Broadridge’s proxy/compensation disclosures.