SOPHIE MICHAEL J 4
4 · NEOPHOTONICS CORP · Filed Nov 8, 2021
Insider Transaction Report
Form 4
SOPHIE MICHAEL J
Director
Transactions
- Exercise/Conversion
Common Stock
2021-11-04$8.56/sh+5,228$44,752→ 29,050 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-04$15.04/sh−5,228$78,629→ 3,732 totalExercise: $8.56Exp: 2030-06-01→ Common Stock (5,228 underlying) - Sale
Common Stock
2021-11-04$15.04/sh−5,228$78,629→ 23,822 total - Sale
Common Stock
2021-11-04$15.04/sh−12,160$182,886→ 11,662 total
Footnotes (2)
- [F1]Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.