LOW PAUL M 4
4 · CAPSTEAD MORTGAGE CORP · Filed Dec 7, 2012
Insider Transaction Report
Form 4
LOW PAUL M
Director
Transactions
- Sale
Series B Convertible Preferred
2012-12-06$14.71/sh−1,000$14,710→ 25,000 total→ Common Stock (598 underlying) - Sale
Series B Convertible Preferred
2012-12-05$14.73/sh−1,000$14,731→ 26,000 total→ Common Stock (598 underlying)
Holdings
- 380(indirect: By Trust)
Series B Convertible Preferred
→ Common Stock (220.78 underlying)
Footnotes (2)
- [F1]The Capstead $1.26 Cumulative Convertible Preferred Stock, Series B, is traded on the New York Stock exchange under the symbol CMOPRB. The preferred stock is perpetual and is convertible into the Capstead common stock at any time at the stockholder's option. The preferred stock is callable at the option of the company at $12.50 per share and an exercise date and price are not applicable.
- [F2]The shares are held in a trust for the benefit of the reporting person's grandson. The reporting person is co-trustee and has investment control over the trust.