LOW PAUL M 4
4 · CAPSTEAD MORTGAGE CORP · Filed May 3, 2013
Insider Transaction Report
Form 4
LOW PAUL M
Director
Transactions
- Sale
Series B Convertible Preferred
2013-05-01$15.15/sh−1,009$15,286→ 22,991 total→ Common Stock (603 underlying) - Sale
Series B Convertible Preferred
2013-05-02$15.22/sh−991$15,086→ 22,000 total→ Common Stock (593 underlying) - Sale
Common Stock
2013-05-02$12.97/sh−1,500$19,455→ 20,633 total
Holdings
- 0(indirect: By Trust)
Common Stock
- 380(indirect: By Trust)
Series B Convertible Preferred
→ Common Stock (220.78 underlying)
Footnotes (3)
- [F1]The shares are held in a trust account for the benefit of the reporting person's granddaughter. The reporting person is co-trustee and has investment control over the trust.
- [F2]The Capstead $1.26 Cumulative Convertible Preferred Stock, Series B, is traded on the New York Stock exchange under the symbol CMOPRB. The preferred stock is perpetual and is convertible into the Capstead common stock at any time at the stockholder's option. The preferred stock is callable at the option of the company at $12.50 per share and an exercise date and price are not applicable.
- [F3]The shares are held in a trust for the benefit of the reporting person's grandson. The reporting person is co-trustee and has investment control over the trust.