SHAW JOHN C JR 4
4 · JEFFERIES GROUP INC /DE/ · Filed Jan 22, 2004
Insider Transaction Report
Form 4
SHAW JOHN C JR
DirectorPresident and COO
Transactions
- Award
Common Stock
2004-01-20$36.45/sh+22,403$816,589→ 416,798 total - Award
Common Stock
2004-01-20+200,000→ 616,798 total
Footnotes (4)
- [F1]Acquisition of shares under the Jefferies Group, Inc. 2003 Incentive Compensation Plan in lieu of cash compensation in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended.
- [F2]Does not include 133,047 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person, and does not include 1,745 shares indirectly held by the Reporting Person by the Trustee under the Jefferies Group, Inc. Profit Sharing Plan for the benefit of the Reporting Person.
- [F3]Acquisition of shares under the Jefferies Group, Inc. 2003 Incentive Compensation Plan as part of the Reporting Person's 2003 and 2004 compensation for no cash consideration in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended.
- [F4]Does not include 133,047 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person, and does not include 1,745 shares indirectly held by the Reporting Person by the Trustee under the Jefferies Group, Inc. Profit Sharing Plan for the benefit of the Reporting Person.