4//SEC Filing
SHAW JOHN C JR 4
Accession 0001231202-04-000002
CIK 0001084580other
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 4:51 PM ET
Size
8.0 KB
Accession
0001231202-04-000002
Insider Transaction Report
Form 4
SHAW JOHN C JR
DirectorPresident and COO
Transactions
- Award
Common Stock
2004-01-20$36.45/sh+22,403$816,589→ 416,798 total - Award
Common Stock
2004-01-20+200,000→ 616,798 total
Footnotes (4)
- [F1]Acquisition of shares under the Jefferies Group, Inc. 2003 Incentive Compensation Plan in lieu of cash compensation in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended.
- [F2]Does not include 133,047 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person, and does not include 1,745 shares indirectly held by the Reporting Person by the Trustee under the Jefferies Group, Inc. Profit Sharing Plan for the benefit of the Reporting Person.
- [F3]Acquisition of shares under the Jefferies Group, Inc. 2003 Incentive Compensation Plan as part of the Reporting Person's 2003 and 2004 compensation for no cash consideration in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended.
- [F4]Does not include 133,047 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person, and does not include 1,745 shares indirectly held by the Reporting Person by the Trustee under the Jefferies Group, Inc. Profit Sharing Plan for the benefit of the Reporting Person.
Documents
Issuer
JEFFERIES GROUP INC /DE/
CIK 0001084580
Entity typeother
Related Parties
1- filerCIK 0001231202
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 4:51 PM ET
- Size
- 8.0 KB