SHAW JOHN C JR

CIK 00012312022 companiesJERSEY CITY, NJ

SEC Profile

Transactions

Companies

Filings

CIK

0001231202

Recent Transactions

20 trades

Disposition to Issuer
HUDSON HOLDING CORP
Common Stock
2011-04-08−1,031,722→ 0 total
Award
HUDSON HOLDING CORP
Common Stock
2011-01-03$0.10/sh+197,239→ 1,031,722 total
Award
HUDSON HOLDING CORP
Common Stock
2010-07-07+34,483→ 834,483 total
Award
Jefferies Group LLC
Common Stock
2005-06-30$34.58/sh+148.701→ 927,902 total
Award
Jefferies Group LLC
Common Stock
2005-06-30$38.42/sh+79.706→ 927,982 total
Gift
Jefferies Group LLC
Common Stock
2005-05-12−1,000→ 927,754 total
Exercise/Conversion
Jefferies Group LLC
Option - right to purchase
2005-01-24−300,000→ 0 total
Exercise/Conversion
Jefferies Group LLC
Common Stock
2005-01-24$10.75/sh+300,000→ 1,109,469 total
Tax Payment
Jefferies Group LLC
Common Stock
2005-01-24$37.99/sh−180,949→ 928,520 total
Award
Jefferies Group LLC
Common Stock
2005-01-18$40.16/sh+25,438.247→ 809,469 total
Award
Jefferies Group LLC
Common Stock
2004-12-31$36.35/sh+117.125→ 783,216 total
Award
Jefferies Group LLC
Common Stock
2004-09-30$30.83/sh+137.653→ 786,099 total
Exercise/Conversion
Jefferies Group LLC
Option - Right to Buy
2004-04-27−100,000→ 0 total
Exercise/Conversion
Jefferies Group LLC
Option - Right to Buy
2004-04-27−67,934→ 0 total
Exercise/Conversion
Jefferies Group LLC
Option- Right to Buy
2004-04-27−2,000→ 0 total
Exercise/Conversion
Jefferies Group LLC
Common Stock
2004-04-27$11.28/sh+169,934→ 786,838 total
Award
Jefferies Group LLC
Common Stock
2004-01-20+200,000→ 616,798 total
Award
Jefferies Group LLC
Common Stock
2004-01-20$36.45/sh+22,403→ 416,798 total
Award
Jefferies Group LLC
Common Stock
2003-12-31$29.68/sh+113→ 394,395 total
Award
Jefferies Group LLC
Common Stock
2003-09-30$26.07/sh+125.87→ 394,282 total

Companies

Recent Filings

Address

C/O HUDSON HOLDING CORPORATION 111 TOWN SQUARE PLACE

JERSEY CITY, NJ, 07310

View on SEC.gov