CLAYTON ANNETTE K 4

What Happened

• Annette K. Clayton, listed as a director of Duke Energy (DUK), was granted/received 1,602 derivative shares on 2026-05-07 at a reported price of $124.87 per share, a total value of about $200,042. The transaction is coded as an award/grant (A), not an open-market purchase or sale.

Key Details

• Transaction date: 2026-05-07; Filing date: 2026-05-11 (filed within standard 2-business-day window).
• Instrument: Derivative award convertible to common stock 1-for-1 (see F1).
• Shares/amount: 1,602 shares at $124.87 each; total reported value ~$200,042.
• Shares owned after transaction: Not disclosed in the public summary of this filing.
• Relevant footnotes:
  • F1: Converts to Common Stock on a 1-for-1 basis.
  • F2: Generally payable upon the reporting person’s termination of service (suggests deferred payout).
  • F3: Expiration date not applicable.
• Transaction code: A = Award/Grant (not a purchase or sale).

Context

• This appears to be a deferred/derivative share award (likely similar to restricted or deferred stock units) rather than immediate stock delivered and sold; the award converts 1-for-1 to common stock and is generally payable upon termination, so it may not represent an immediate change in market exposure. As always, awards to executives/directors are common compensation practice and are not direct buy/sell signals.