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4//SEC Filing

REDWOOD TRUST INC 4

Accession 0001233547-16-000004

$RWTCIK 0000930236operating
View on SEC.govCompany Profile

Filed

May 16, 8:00 PM ET

Accepted

May 17, 7:00 PM ET

Size

10.7 KB

Accession

0001233547-16-000004

Insider Transaction Report

Form 4
Period: 2016-05-16
REDWOOD TRUST INCRWT
BAUM RICHARD
Director
Transactions
  • Exercise/Conversion

    Deferred Stock Units

    2016-05-16−3,666→ 0 total
    Exercise: $20.46→ Common Stock (3,666 underlying)
  • Exercise/Conversion

    Common Stock

    2016-05-16$13.31/sh+3,666$48,794→ 25,794.14 total
  • Award

    Deferred Stock Units

    2016-05-16+6,310→ 6,310 total
    Exercise: $13.47→ Common Stock (6,310 underlying)
Holdings

  • Common Stock

    (indirect: By IRA)
    1,758
Footnotes (9)
  • [F1]This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in the Executive Deferred Compensation Plan.
  • [F2]Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
  • [F3]Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.
  • [F4]This transaction relates to the grant of Deferred Stock Units.
  • [F5]100% vested at grant.
  • [F6]Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 15, 2019.
  • [F7]No expiration date is applicable to deferred stock units.
  • [F8]Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
  • [F9]Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 16, 2016.

Documents

1 file

Issuer

REDWOOD TRUST INC

CIK 0000930236

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0000930236

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 7:00 PM ET
Size
10.7 KB
View on SEC.gov