4//SEC Filing
BAUM RICHARD 4
Accession 0001233547-19-000002
CIK 0000930236other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 5:29 PM ET
Size
8.2 KB
Accession
0001233547-19-000002
Insider Transaction Report
Form 4
BAUM RICHARD
Director
Transactions
- Exercise/Conversion
Deferred Stock Units
2019-05-20−6,310→ 0 totalExercise: $13.47→ Common Stock (6,310 underlying) - Exercise/Conversion
Common Stock
2019-05-20$16.17/sh+6,310$102,033→ 39,857.14 total
Holdings
- 1,758(indirect: By IRA)
Common Stock
Footnotes (5)
- [F1]This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
- [F2]Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
- [F3]Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
- [F4]Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
- [F5]No expiration date is applicable to deferred stock units.
Documents
Issuer
REDWOOD TRUST INC
CIK 0000930236
Entity typeother
Related Parties
1- filerCIK 0001233547
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 5:29 PM ET
- Size
- 8.2 KB