4//SEC Filing
BAUM RICHARD 4
Accession 0001233547-20-000002
CIK 0000930236other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 6:00 PM ET
Size
8.2 KB
Accession
0001233547-20-000002
Insider Transaction Report
Form 4
BAUM RICHARD
Director
Transactions
- Exercise/Conversion
Common Stock
2020-05-20$4.25/sh+5,778$24,557→ 45,635.14 total - Exercise/Conversion
Deferred Stock Units
2020-05-20−5,778→ 0 totalExercise: $16.44→ Common Stock (5,778 underlying)
Holdings
- 1,758(indirect: By IRA)
Common Stock
Footnotes (5)
- [F1]This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
- [F2]Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
- [F3]Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.
- [F4]Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
- [F5]No expiration date is applicable to deferred stock units.
Documents
Issuer
REDWOOD TRUST INC
CIK 0000930236
Entity typeother
Related Parties
1- filerCIK 0001233547
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 6:00 PM ET
- Size
- 8.2 KB