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4//SEC Filing

MOUNT DUNCAN P F 4

Accession 0001240933-03-000003

CIK 0001109740other

View on SEC.gov Company Profile

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 11:21 AM ET

Size

19.0 KB

Accession

0001240933-03-000003

Insider Transaction Report

Form 4

Period: 2003-12-01

CATUITY INCctty

MOUNT DUNCAN P F

Director

Transactions

Award
Common Stock - Vested Options (right to buy)
2001-09-28$2.78/sh+0$0→ 15,000 total
Exercise: $2.78From: 2001-09-28Exp: 2009-09-28→ Common Stock (5,000 underlying)
Award
Common Stock - Vested Options (right to buy)
2002-09-30$1.99/sh+0$0→ 20,000 total
Exercise: $1.99From: 2002-09-30Exp: 2010-09-30→ Common Stock (5,000 underlying)
Other
Common Stock
2003-12-01$1.45/sh−504,000$730,800→ 196,000 total
Award
Common Stock - vested options (right to buy)
2000-10-01$8.65/sh+0$0→ 10,000 total
Exercise: $8.65From: 2000-10-01Exp: 2008-10-01→ Common Stock (10,000 underlying)
Purchase
Common Stock - Warrants
2003-03-26$2.50/sh+0$0→ 50,000 total
Exercise: $2.50From: 2003-03-26Exp: 2004-10-31→ Common Stock (30,000 underlying)
Award
Common Stock - Vested Options (right to buy)
2003-09-30$1.90/sh+0$0→ 55,000 total
Exercise: $1.90From: 2003-09-30Exp: 2011-09-30→ Common Stock (5,000 underlying)

Footnotes (8)

[F1]Converted from the Australian price per share at the interbank rate of 0.72403 on December 01, 2003
[F2]Mr. Mount has indirect ownership of 504,000 shares held by Boom Pty Limited, the trustee of the Mount family trust, of which Mr. Mount is a director. On December 01, 2003 Mr. Mount sold 504,000 shares to Boom Pty Limited
[F3]Converted from the Australian price per share at the interbank rate of 0.5455 at October 01, 2000
[F4]No options were acquired or disposed of in the current transaction
[F5]Converted from the Australian price per share at the interbank rate of 0.4878 on September 28, 2001
[F6]Converted from the Australian price per share at the interbank rate of 0.5435 on September 30, 2002
[F7]Converted from the Australian price per share at the interbank rate of 0.5963 on March 26, 2003
[F8]Converted from Australian price per share at the interbank rate of 0.6776 on September 30, 2003

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

CATUITY INC

CIK 0001109740

Entity typeother

Related Parties

1

filerCIK 0001240933

Filing Metadata

Form type: 4
Filed: Dec 1, 7:00 PM ET
Accepted: Dec 2, 11:21 AM ET
Size: 19.0 KB

View on SEC.gov