Home/Filings/4/0001245105-17-000058
4//SEC Filing

Ecoark Holdings, Inc. 4

Accession 0001245105-17-000058

CIK 0001437491operating

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 4:21 PM ET

Size

12.3 KB

Accession

0001245105-17-000058

Insider Transaction Report

Form 4
Period: 2016-04-20
Metzger Gary M.
Director10% Owner
Transactions
  • Award

    Common Stock

    2017-03-31+5,3163,682,487 total
  • Conversion

    Common Stock

    2017-03-31$4.15/sh+120,484$500,0093,802,971 total
  • Purchase

    Common Stock

    2016-04-20$4.00/sh+2,500$10,0003,677,171 total
  • Purchase

    Warrants

    2016-04-20+2,5002,500 total
    Exercise: $7.50From: 2016-04-20Exp: 2018-12-31Common Stock (2,500 underlying)
  • Conversion

    10% Convertible Notes due 2018

    2017-03-310 total
    Exercise: $4.15From: 2017-02-28Exp: 2018-06-30Common Stock (120,484 underlying)
Footnotes (2)
  • [F1]On April 20, 2016, the reporting person purchased 2,500 units (each consisting of one share of common stock and one warrant to purchase one share of common stock for $5.00) from the issuer for $4.00 per unit.
  • [F2]Represents the reporting person's quarterly stock grant of unrestricted common stock for service on the issuer's board of directors during the quarter ended March 31, 2017.

Issuer

Ecoark Holdings, Inc.

CIK 0001437491

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001437491

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 4:21 PM ET
Size
12.3 KB