PENDER ROBERT I JR 4
4 · SERENA SOFTWARE INC · Filed May 27, 2004
Insider Transaction Report
Form 4
PENDER ROBERT I JR
DirectorSr. VP Finance & Admin; CFO
Transactions
- Exercise/Conversion
Common Stock
2004-05-25$16.08/sh+8,496$136,616→ 8,496 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-05-25$20.81/sh−11,692$243,334→ 51,667 totalExercise: $14.66Exp: 2013-02-19→ Common Stock (11,692 underlying) - Sale
Common Stock
2004-05-25$20.81/sh−8,496$176,819→ 0 total - Exercise/Conversion
Common Stock
2004-05-25$14.66/sh+11,692$171,405→ 11,692 total - Sale
Common Stock
2004-05-25$20.81/sh−11,692$243,334→ 0 total - Exercise/Conversion
Common Stock
2004-05-25$9.07/sh+7,812$70,855→ 7,812 total - Sale
Common Stock
2004-05-25$20.81/sh−7,812$162,583→ 0 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-05-25$20.81/sh−7,812$162,583→ 70,312 totalExercise: $9.07Exp: 2012-08-14→ Common Stock (7,812 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-05-25$20.81/sh−8,496$176,819→ 129,068 totalExercise: $16.08Exp: 2012-03-01→ Common Stock (8,496 underlying)
Footnotes (2)
- [F1]This sale was subject to a prearranged 10b5-1 Sales Plan.
- [F2]The option vests over a period of four years with 25% of the shares subject thereto vesting on the first anniversary of the date of grant and the remaining shares vesting ratably on a monthly basis thereafter.