4//SEC Filing
JMP GROUP LLC 4
Accession 0001246360-15-000145
CIK 0001302350operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 7:07 PM ET
Size
16.5 KB
Accession
0001246360-15-000145
Insider Transaction Report
Form 4
Ledbetter Kent
Other
Transactions
- Tax Payment
Common Shares
2014-12-31−42,000→ 67,500 total - Exercise/Conversion
Restricted Stock Unit
2014-12-31−63,719→ 141,546 total→ Common Shares (63,719 underlying) - Exercise/Conversion
Restricted Stock Unit
2014-12-31−35,765→ 95,765 total→ Common Shares (35,765 underlying) - Exercise/Conversion
Restricted Stock Unit
2014-12-31−10,016→ 131,530 total→ Common Shares (10,016 underlying) - Exercise/Conversion
Common Shares
2014-12-31+63,719→ 63,719 total - Exercise/Conversion
Common Shares
2014-12-31+10,016→ 73,735 total - Exercise/Conversion
Common Shares
2014-12-31+35,765→ 109,500 total
Footnotes (8)
- [F1]On January 1, 2015, JMP Group Inc., a Delaware corporation (JMP Inc.) merged with an into and JMP Merger Corp., a Delaware Corporation and wholly owned subsidiary of JMP Group LLC ( JMP LLC), with JMP LLC as the successor issuer to JMP Inc. pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended.
- [F2]Acquisition of common shares resulting from the vesting of 100% of the company performance restricted stock units granted on February 8, 2012.
- [F3]Reflects the vesting of the final 50% of the deferred restricted stock units granted on February 11, 2013.
- [F4]Reflects the vesting of 50% of the deferred restricted stock units granted on February 11, 2014.
- [F5]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- [F6]Reflects vesting of restricted stock units described above.
- [F7]Restricted stock units expire upon vesting.
- [F8]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting of the restricted stock units described above.
Documents
Issuer
JMP GROUP LLC
CIK 0001302350
Entity typeoperating
Related Parties
1- filerCIK 0001302350
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 7:07 PM ET
- Size
- 16.5 KB