JMP GROUP LLC 4
4 · JMP GROUP LLC · Filed Jan 5, 2015
Insider Transaction Report
Form 4
Ledbetter Kent
Other
Transactions
- Tax Payment
Common Shares
2014-12-31−42,000→ 67,500 total - Exercise/Conversion
Restricted Stock Unit
2014-12-31−63,719→ 141,546 total→ Common Shares (63,719 underlying) - Exercise/Conversion
Restricted Stock Unit
2014-12-31−35,765→ 95,765 total→ Common Shares (35,765 underlying) - Exercise/Conversion
Restricted Stock Unit
2014-12-31−10,016→ 131,530 total→ Common Shares (10,016 underlying) - Exercise/Conversion
Common Shares
2014-12-31+63,719→ 63,719 total - Exercise/Conversion
Common Shares
2014-12-31+10,016→ 73,735 total - Exercise/Conversion
Common Shares
2014-12-31+35,765→ 109,500 total
Footnotes (8)
- [F1]On January 1, 2015, JMP Group Inc., a Delaware corporation (JMP Inc.) merged with an into and JMP Merger Corp., a Delaware Corporation and wholly owned subsidiary of JMP Group LLC ( JMP LLC), with JMP LLC as the successor issuer to JMP Inc. pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended.
- [F2]Acquisition of common shares resulting from the vesting of 100% of the company performance restricted stock units granted on February 8, 2012.
- [F3]Reflects the vesting of the final 50% of the deferred restricted stock units granted on February 11, 2013.
- [F4]Reflects the vesting of 50% of the deferred restricted stock units granted on February 11, 2014.
- [F5]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- [F6]Reflects vesting of restricted stock units described above.
- [F7]Restricted stock units expire upon vesting.
- [F8]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting of the restricted stock units described above.