Insider · CIK 0001511446

Ledbetter Kent

Reports to the SEC for 2 companies · SAN FRANCISCO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001511446

Forms 4 and 5

Insider transactions

39 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-02-03	JMP GROUP LLCRestricted Share UnitA Award	executive committee member	AAward	+11.5K sh	—	—	123,996
2015-12-01	JMP GROUP LLCM Exercise/Conversion	executive committee member	MExercise/Conversion	+35.8K sh	—	—	35,765
2015-12-01	JMP GROUP LLCM Exercise/Conversion	executive committee member	MExercise/Conversion	+52.5K sh	—	—	88,288
2015-12-01	JMP GROUP LLCF Tax Payment	executive committee member	FTax Payment	−18.7K sh	$6.19	−$116K	69,626
2015-12-01	JMP GROUP LLCF Tax Payment	executive committee member	FTax Payment	−27.4K sh	$6.19	−$170K	42,220
2015-12-01	JMP GROUP LLCRestricted Share UnitM Exercise/Conversion	executive committee member	MExercise/Conversion	−35.8K sh	—	—	165,047
2015-12-01	JMP GROUP LLCRestricted Share UnitM Exercise/Conversion	executive committee member	MExercise/Conversion	−52.5K sh	—	—	112,524
2015-02-04	JMP GROUP LLCRestricted Stock UnitA Award	executive committee member	AAward	+105K sh	—	—	200,812
2015-02-04	JMP GROUP LLCShare Appreciation RightA Award	executive committee member	AAward	+75K sh	—	—	75,000
2014-12-31	JMP GROUP LLCM Exercise/Conversion	executive committee member	MExercise/Conversion	+63.7K sh	—	—	63,719
2014-12-31	JMP GROUP LLCM Exercise/Conversion	executive committee member	MExercise/Conversion	+10K sh	—	—	73,735
2014-12-31	JMP GROUP LLCM Exercise/Conversion	executive committee member	MExercise/Conversion	+35.8K sh	—	—	109,500
2014-12-31	JMP GROUP LLCF Tax Payment	executive committee member	FTax Payment	−42K sh	—	—	67,500
2014-12-31	JMP GROUP LLCRestricted Stock UnitM Exercise/Conversion	executive committee member	MExercise/Conversion	−63.7K sh	—	—	141,546
2014-12-31	JMP GROUP LLCRestricted Stock UnitM Exercise/Conversion	executive committee member	MExercise/Conversion	−10K sh	—	—	131,530
2014-12-31	JMP GROUP LLCRestricted Stock UnitM Exercise/Conversion	executive committee member	MExercise/Conversion	−35.8K sh	—	—	95,765
2014-10-28	JMP Group Inc.P Purchase	executive committee member	PPurchase	+4,200 sh	$6.64	+$27.9K	424,322
2014-10-27	JMP Group Inc.P Purchase	executive committee member	PPurchase	+22.3K sh	$6.63	+$148K	420,122
2014-02-11	JMP Group Inc.Restricted Stock UnitA Award	executive committee member	AAward	+71.5K sh	—	—	205,265
2014-02-05	JMP Group Inc.Restricted Stock UnitA Award	executive committee member	AAward	+60K sh	—	—	133,735
2013-12-31	JMP Group Inc.M Exercise/Conversion	executive committee member	MExercise/Conversion	+10K sh	—	—	64,135
2013-12-31	JMP Group Inc.F Tax Payment	executive committee member	FTax Payment	−4,395 sh	$7.40	−$32.5K	59,740
2013-12-31	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	executive committee member	MExercise/Conversion	−10K sh	—	—	73,735
2013-02-11	JMP Group Inc.NQSO Stock OptionA Award	executive committee member	AAward	+75K sh	—	—	93,500
2013-02-11	JMP Group Inc.Restricted Stock UnitA Award	executive committee member	AAward	+20K sh	—	—	83,751
2012-03-12	JMP Group Inc.M Exercise/Conversion	executive committee member	MExercise/Conversion	+11K sh	—	—	174,090
2012-03-12	JMP Group Inc.M Exercise/Conversion	executive committee member	MExercise/Conversion	+40.1K sh	—	—	214,143
2012-03-12	JMP Group Inc.F Tax Payment	executive committee member	FTax Payment	−5,136 sh	$7.03	−$36.1K	209,007
2012-03-12	JMP Group Inc.F Tax Payment	executive committee member	FTax Payment	−18.7K sh	$7.03	−$131K	190,311
2012-03-12	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	executive committee member	MExercise/Conversion	−11K sh	—	—	103,772
2012-03-12	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	executive committee member	MExercise/Conversion	−40.1K sh	—	—	63,719
2012-02-08	JMP Group Inc.Restricted Stock UnitA Award	executive committee member	AAward	+63.7K sh	—	—	114,775
2011-05-10	JMP Group Inc.M Exercise/Conversion	executive committee member	MExercise/Conversion	+20K sh	—	—	172,423
2011-05-10	JMP Group Inc.F Tax Payment	executive committee member	FTax Payment	−9,336 sh	$8.00	−$74.7K	163,087
2011-05-10	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	executive committee member	MExercise/Conversion	−20K sh	—	—	51,056
2011-03-07	JMP Group Inc.M Exercise/Conversion	executive committee member	MExercise/Conversion	+14.2K sh	—	—	158,232
2011-03-07	JMP Group Inc.F Tax Payment	executive committee member	FTax Payment	−5,809 sh	$8.33	−$48.4K	152,423
2011-03-07	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	executive committee member	MExercise/Conversion	−14.2K sh	—	—	71,056
2011-01-31	JMP Group Inc.Restricted Stock UnitA Award	executive committee member	AAward	+40.1K sh	—	—	85,210

Recent filings

Accepted (ET)
Feb 54
JMP GROUP LLC0001246360-16-004375
SEC(opens sec.gov)
Dec 34
JMP GROUP LLC0001246360-15-003682
SEC(opens sec.gov)
Feb 64
JMP GROUP LLC0001246360-15-000686
SEC(opens sec.gov)
Jan 54
JMP GROUP LLC0001246360-15-000145
SEC(opens sec.gov)
Oct 294
JMP Group Inc.0001246360-14-004216
SEC(opens sec.gov)
Feb 124
JMP Group Inc.0001246360-14-000927
SEC(opens sec.gov)
Feb 104
JMP Group Inc.0001246360-14-000789
SEC(opens sec.gov)

Companies

Address

600 MONTGOMERY STREET, SUITE 1100

SAN FRANCISCO, CA, 94111