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4//SEC Filing

JMP GROUP LLC 4

Accession 0001246360-15-000146

CIK 0001302350operating
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 7:14 PM ET

Size

17.3 KB

Accession

0001246360-15-000146

Insider Transaction Report

Form 4
Period: 2014-12-31
JMP GROUP LLCJMP
Mack Carter D
DirectorPresident
Transactions
  • Exercise/Conversion

    Common Shares

    2014-12-31+14,306→ 326,406 total
  • Exercise/Conversion

    Restricted Stock Unit

    2014-12-31−10,016→ 28,614 total
    → Common Shares (10,016 underlying)
  • Tax Payment

    Common Shares

    2014-12-31−42,487→ 283,919 total
  • Exercise/Conversion

    Common Shares

    2014-12-31+86,475→ 302,084 total
  • Exercise/Conversion

    Common Shares

    2014-12-31+10,016→ 312,100 total
  • Exercise/Conversion

    Restricted Stock Unit

    2014-12-31−86,475→ 38,630 total
    → Common Shares (86,475 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2014-12-31−14,306→ 14,308 total
    → Common Shares (14,306 underlying)
Holdings

  • Common Shares

    (indirect: By Trust)
    1,024,710
Footnotes (9)
  • [F1]Held by the Mack Trust dated February 14, 2002.
  • [F2]On January 1, 2015, JMP Group Inc., a Delaware corporation (JMP Inc.) merged with an into and JMP Merger Corp., a Delaware Corporation and wholly owned subsidiary of JMP Group LLC ( JMP LLC), with JMP LLC as the successor issuer to JMP Inc. pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended.
  • [F3]Acquisition of common shares resulting from the vesting of 100% of the company performance restricted stock units granted on February 8, 2012.
  • [F4]Reflects the vesting of the final 50% of the deferred restricted stock units granted on February 11, 2013.
  • [F5]Reflects the vesting of 50% of the deferred restricted stock units granted on February 11, 2014.
  • [F6]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
  • [F7]Reflects vesting of restricted stock units described above.
  • [F8]Restricted stock units expire upon vesting.
  • [F9]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting of the restricted stock units described above.

Documents

1 file

Issuer

JMP GROUP LLC

CIK 0001302350

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001302350

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 7:14 PM ET
Size
17.3 KB
View on SEC.gov