JMP GROUP LLC 4

4 · JMP GROUP LLC · Filed Jan 5, 2015

Form 4

Period: 2014-12-31

DirectorPresident

Transactions

Exercise/Conversion
Common Shares
2014-12-31+14,306→ 326,406 total
Exercise/Conversion
Restricted Stock Unit
2014-12-31−10,016→ 28,614 total
→ Common Shares (10,016 underlying)
Tax Payment
Common Shares
2014-12-31−42,487→ 283,919 total
Exercise/Conversion
Common Shares
2014-12-31+86,475→ 302,084 total
Exercise/Conversion
Common Shares
2014-12-31+10,016→ 312,100 total
Exercise/Conversion
Restricted Stock Unit
2014-12-31−86,475→ 38,630 total
→ Common Shares (86,475 underlying)
Exercise/Conversion
Restricted Stock Unit
2014-12-31−14,306→ 14,308 total
→ Common Shares (14,306 underlying)

Holdings

Footnotes (9)

[F1]Held by the Mack Trust dated February 14, 2002.
[F2]On January 1, 2015, JMP Group Inc., a Delaware corporation (JMP Inc.) merged with an into and JMP Merger Corp., a Delaware Corporation and wholly owned subsidiary of JMP Group LLC ( JMP LLC), with JMP LLC as the successor issuer to JMP Inc. pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended.
[F3]Acquisition of common shares resulting from the vesting of 100% of the company performance restricted stock units granted on February 8, 2012.
[F4]Reflects the vesting of the final 50% of the deferred restricted stock units granted on February 11, 2013.
[F5]Reflects the vesting of 50% of the deferred restricted stock units granted on February 11, 2014.
[F6]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
[F7]Reflects vesting of restricted stock units described above.
[F8]Restricted stock units expire upon vesting.
[F9]Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting of the restricted stock units described above.

Documents

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