Mack Carter D

CIK 00013981122 companiesSAN FRANCISCO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001398112

Recent Transactions

30 trades

Exercise/Conversion
JMP GROUP LLC
Restricted Stock Unit
2014-12-31−14,306→ 14,308 total
Exercise/Conversion
JMP GROUP LLC
Common Shares
2014-12-31+10,016→ 312,100 total
Tax Payment
JMP GROUP LLC
Common Shares
2014-12-31−42,487→ 283,919 total
Exercise/Conversion
JMP GROUP LLC
Common Shares
2014-12-31+86,475→ 302,084 total
Exercise/Conversion
JMP GROUP LLC
Restricted Stock Unit
2014-12-31−10,016→ 28,614 total
Exercise/Conversion
JMP GROUP LLC
Restricted Stock Unit
2014-12-31−86,475→ 38,630 total
Exercise/Conversion
JMP GROUP LLC
Common Shares
2014-12-31+10,016→ 312,100 total
Exercise/Conversion
JMP GROUP LLC
Restricted Stock Unit
2014-12-31−10,016→ 28,614 total
Exercise/Conversion
JMP GROUP LLC
Common Shares
2014-12-31+86,475→ 302,084 total
Exercise/Conversion
JMP GROUP LLC
Restricted Stock Unit
2014-12-31−86,475→ 38,630 total
Tax Payment
JMP GROUP LLC
Common Shares
2014-12-31−42,487→ 283,919 total
Exercise/Conversion
JMP GROUP LLC
Common Shares
2014-12-31+14,306→ 326,406 total
Exercise/Conversion
JMP GROUP LLC
Restricted Stock Unit
2014-12-31−14,306→ 14,308 total
Exercise/Conversion
JMP GROUP LLC
Common Shares
2014-12-31+14,306→ 326,406 total
Exercise/Conversion
JMP Group Inc.
Restricted Stock Unit
2008-12-22−43,450→ 50,000 total
Exercise/Conversion
JMP Group Inc.
Common Stock
2008-12-22+43,450→ 43,450 total
Tax Payment
JMP Group Inc.
Common Stock
2008-12-22$4.88/sh−15,533→ 27,917 total
Tax Payment
JMP Group Inc.
Common Stock
2008-12-22$4.88/sh−15,533→ 27,917 total
Exercise/Conversion
JMP Group Inc.
Restricted Stock Unit
2008-12-22−43,450→ 50,000 total
Exercise/Conversion
JMP Group Inc.
Common Stock
2008-12-22+43,450→ 43,450 total
Purchase
JMP Group Inc.
Common Stock
2008-05-16$6.74/sh+10,000→ 1,011,810 total
Purchase
JMP Group Inc.
Common Stock
2008-05-16$6.74/sh+10,000→ 1,011,810 total
Award
JMP Group Inc.
Restricted Stock Units
2008-01-16+35,615→ 85,615 total
Award
JMP Group Inc.
Restrocted Stock Units
2008-01-16+7,835→ 93,450 total
Award
JMP Group Inc.
Restrocted Stock Units
2008-01-16+7,835→ 93,450 total
Award
JMP Group Inc.
Restricted Stock Units
2008-01-16+35,615→ 85,615 total
Award
JMP Group Inc.
Restricted Stock Units
2008-01-16+9,537→ 102,987 total
Award
JMP Group Inc.
Restricted Stock Units
2008-01-16+43,450→ 93,450 total
Award
JMP Group Inc.
Restricted Stock Units
2008-01-16+43,450→ 93,450 total
Award
JMP Group Inc.
Restricted Stock Units
2008-01-16+9,537→ 102,987 total

Companies

Recent Filings

Address

600 MONTGOMERY STREET, SUITE 1100

SAN FRANCISCO, CA, 94111

View on SEC.gov