Insider · CIK 0001398112

Mack Carter D

Reports to the SEC for 2 companies · SAN FRANCISCO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001398112

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-11-15	JMP GROUP LLCD Disposition to Issuer	Director, President	DDisposition to Issuer	−304K sh	$7.50	−$2.28M	0
2021-11-15	JMP GROUP LLCD Disposition to Issuer	Director, President	DDisposition to Issuer	−1.06M sh	$7.50	−$7.99M	0
2018-10-30	JMP GROUP LLCP Purchase	Director, President	PPurchase	+20K sh	$5.00	+$100K	1,064,710
2016-12-01	JMP GROUP LLCM Exercise/Conversion	Director, President	MExercise/Conversion	+11.9K sh	—	—	308,406
2016-12-01	JMP GROUP LLCF Tax Payment	Director, President	FTax Payment	−4,485 sh	$6.22	−$27.9K	303,921
2016-12-01	JMP GROUP LLCRestricted Share UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−11.9K sh	—	—	0
2016-02-17	JMP GROUP LLCP Purchase	Director, President	PPurchase	+20K sh	$5.15	+$103K	1,044,710
2015-12-01	JMP GROUP LLCM Exercise/Conversion	Director, President	MExercise/Conversion	+14.3K sh	—	—	298,224
2015-12-01	JMP GROUP LLCM Exercise/Conversion	Director, President	MExercise/Conversion	+11.9K sh	—	—	310,161
2015-12-01	JMP GROUP LLCF Tax Payment	Director, President	FTax Payment	−7,464 sh	$6.19	−$46.2K	302,697
2015-12-01	JMP GROUP LLCF Tax Payment	Director, President	FTax Payment	−6,228 sh	$6.19	−$38.6K	296,469
2015-12-01	JMP GROUP LLCRestricted Share UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−14.3K sh	—	—	23,876
2015-12-01	JMP GROUP LLCRestricted Share UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−11.9K sh	—	—	11,939
2015-02-04	JMP GROUP LLCRestricted Stock UnitA Award	Director, President	AAward	+23.9K sh	—	—	38,182
2015-02-04	JMP GROUP LLCShare Appreciation RightA Award	Director, President	AAward	+75K sh	—	—	75,000
2014-12-31	JMP GROUP LLCM Exercise/Conversion	Director, President	MExercise/Conversion	+86.5K sh	—	—	302,084
2014-12-31	JMP GROUP LLCM Exercise/Conversion	Director, President	MExercise/Conversion	+10K sh	—	—	312,100
2014-12-31	JMP GROUP LLCM Exercise/Conversion	Director, President	MExercise/Conversion	+14.3K sh	—	—	326,406
2014-12-31	JMP GROUP LLCF Tax Payment	Director, President	FTax Payment	−42.5K sh	—	—	283,919
2014-12-31	JMP GROUP LLCRestricted Stock UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−86.5K sh	—	—	38,630
2014-12-31	JMP GROUP LLCRestricted Stock UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−10K sh	—	—	28,614
2014-12-31	JMP GROUP LLCRestricted Stock UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−14.3K sh	—	—	14,308
2014-10-27	JMP Group Inc.P Purchase	Director, President	PPurchase	+25K sh	$6.36	+$159K	1,024,710
2014-02-11	JMP Group Inc.Restricted Stock UnitA Award	Director, President	AAward	+28.6K sh	—	—	125,105
2014-02-05	JMP Group Inc.NQSO Stock OptionA Award	Director, President	AAward	+60K sh	—	—	253,400
2013-12-31	JMP Group Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+10K sh	—	—	220,004
2013-12-31	JMP Group Inc.F Tax Payment	Director, President	FTax Payment	−4,395 sh	$7.40	−$32.5K	215,609
2013-12-31	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−10K sh	—	—	96,493
2013-02-11	JMP Group Inc.NQSO Stock OptionA Award	Director, President	AAward	+75K sh	—	—	193,400
2013-02-11	JMP Group Inc.Restricted Stock UnitA Award	Director, President	AAward	+20K sh	—	—	106,509
2012-03-12	JMP Group Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+41.3K sh	—	—	175,857
2012-03-12	JMP Group Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+100K sh	—	—	275,990
2012-03-12	JMP Group Inc.F Tax Payment	Director, President	FTax Payment	−19.3K sh	$7.03	−$135K	256,730
2012-03-12	JMP Group Inc.F Tax Payment	Director, President	FTax Payment	−46.7K sh	$7.03	−$329K	209,988
2012-03-12	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−41.3K sh	—	—	186,610
2012-03-12	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−100K sh	—	—	86,477
2012-02-08	JMP Group Inc.Restricted Stock UnitA Award	Director, President	AAward	+86.5K sh	—	—	227,871
2011-05-10	JMP Group Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+20K sh	—	—	143,932
2011-05-10	JMP Group Inc.F Tax Payment	Director, President	FTax Payment	−9,336 sh	$8.00	−$74.7K	134,596
2011-05-10	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−20K sh	—	—	141,396
2011-03-07	JMP Group Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+53.1K sh	—	—	148,708
2011-03-07	JMP Group Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	−24.8K sh	$8.33	−$206K	123,932
2011-03-07	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−53.1K sh	—	—	161,396
2011-01-31	JMP Group Inc.Restricted Stock UnitA Award	Director, President	AAward	+100K sh	—	—	214,474
2010-05-10	JMP Group Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+17.5K sh	—	—	103,799
2010-05-10	JMP Group Inc.F Tax Payment	Director, President	FTax Payment	−8,169 sh	$7.13	−$58.2K	95,630
2010-05-10	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President	MExercise/Conversion	−17.5K sh	—	—	114,340
2010-03-12	JMP Group Inc.G Gift	Director, President	GGift	−12.1K sh	—	—	999,710
2010-02-04	JMP Group Inc.Restricted Stock UnitA Award	Director, President	AAward	+94.3K sh	—	—	131,840
2009-11-02	JMP Group Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+95K sh	—	—	130,949

Recent filings

Accepted (ET)
Nov 174
Mack Carter D0001246360-21-001008
SEC(opens sec.gov)
Oct 304
Mack Carter D0001246360-18-002442
SEC(opens sec.gov)
Dec 54
JMP GROUP LLC0001246360-16-007286
SEC(opens sec.gov)
Feb 174
JMP GROUP LLC0001246360-16-004574
SEC(opens sec.gov)
Dec 34
JMP GROUP LLC0001246360-15-003674
SEC(opens sec.gov)
Feb 64
JMP GROUP LLC0001246360-15-000683
SEC(opens sec.gov)
Jan 54
JMP GROUP LLC0001246360-15-000146
SEC(opens sec.gov)

Companies

Address

600 MONTGOMERY STREET SUITE 1100

SAN FRANCISCO, CA, 94111