JMP GROUP LLC·4

Dec 3, 9:21 PM ET

Wright Thomas Rowe 4

4 · JMP GROUP LLC · Filed Dec 3, 2020

Insider Transaction Report

Form 4
Period: 2020-12-01
Wright Thomas Rowe
Director of Equities
Transactions
  • Exercise/Conversion

    Common Shares

    2020-12-01$3.09/sh6,712$20,771431,298 total
  • Exercise/Conversion

    Common Shares

    2020-12-01$3.09/sh2,240$6,932429,058 total
  • Exercise/Conversion

    Restricted Share Unit

    2020-12-0117,56211,723 total
    Exercise: $0.00From: 2020-12-01Exp: 2020-12-01Common Shares (17,562 underlying)
  • Exercise/Conversion

    Common Shares

    2020-12-01+5,861438,010 total
  • Exercise/Conversion

    Restricted Share Unit

    2020-12-015,8615,862 total
    Exercise: $0.00From: 2020-12-01Exp: 2020-12-01Common Shares (5,861 underlying)
  • Exercise/Conversion

    Common Shares

    2020-12-01+17,562432,149 total
Footnotes (5)
  • [F1]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 6, 2019.
  • [F2]Acquisition of common shares resulting from the vesting and delivery of the initial 50% of the restricted share units granted on February 5, 2020.
  • [F3]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
  • [F4]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 6, 2019.
  • [F5]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the initial 50% of the restricted share units granted on February 5, 2020.

Documents

1 file
  • 4
    form.xmlPrimary

    PRIMARY DOCUMENT