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4//SEC Filing

Wright Thomas Rowe 4

Accession 0001246360-20-001869

CIK 0001302350other

View on SEC.gov Company Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 9:21 PM ET

Size

14.2 KB

Accession

0001246360-20-001869

Insider Transaction Report

Form 4

Period: 2020-12-01

JMP GROUP LLCJMP

Wright Thomas Rowe

Director of Equities

Transactions

Exercise/Conversion
Common Shares
2020-12-01$3.09/sh−6,712$20,771→ 431,298 total
Exercise/Conversion
Common Shares
2020-12-01$3.09/sh−2,240$6,932→ 429,058 total
Exercise/Conversion
Restricted Share Unit
2020-12-01−17,562→ 11,723 total
Exercise: $0.00From: 2020-12-01Exp: 2020-12-01→ Common Shares (17,562 underlying)
Exercise/Conversion
Common Shares
2020-12-01+5,861→ 438,010 total
Exercise/Conversion
Restricted Share Unit
2020-12-01−5,861→ 5,862 total
Exercise: $0.00From: 2020-12-01Exp: 2020-12-01→ Common Shares (5,861 underlying)
Exercise/Conversion
Common Shares
2020-12-01+17,562→ 432,149 total

Footnotes (5)

[F1]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 6, 2019.
[F2]Acquisition of common shares resulting from the vesting and delivery of the initial 50% of the restricted share units granted on February 5, 2020.
[F3]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
[F4]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 6, 2019.
[F5]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the initial 50% of the restricted share units granted on February 5, 2020.

Documents

1 file

4
form.xmlPrimary
PRIMARY DOCUMENT

Issuer

JMP GROUP LLC

CIK 0001302350

Entity typeother

Related Parties

1

filerCIK 0001669193

Filing Metadata

Form type: 4
Filed: Dec 2, 7:00 PM ET
Accepted: Dec 3, 9:21 PM ET
Size: 14.2 KB

View on SEC.gov