Home/Filings/4/0001247741-14-000033
4//SEC Filing

LEAP WIRELESS INTERNATIONAL INC 4

Accession 0001247741-14-000033

CIK 0001065049operating

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 6:45 PM ET

Size

11.4 KB

Accession

0001247741-14-000033

Insider Transaction Report

Form 4
Period: 2014-03-13
Liu Anne M.
Sr. VP & Chief Accounting Off
Transactions
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2014-03-13$15.00/sh1,140$17,1000 total
    Exercise: $7.09Exp: 2021-09-23Common Stock (1,140 underlying)
  • Disposition to Issuer

    Common Stock

    2014-03-13$15.00/sh24,681$370,2150 total
  • Disposition to Issuer

    Performance-Based Share Units

    2014-03-13$15.00/sh105,000$1,575,0000 total
    Exercise: $0.00From: 2014-03-13Exp: 2015-12-31Common Stock (105,000 underlying)
Footnotes (4)
  • [F1]Leap Wireless International, Inc. (the "Issuer") was acquired (the "Merger") pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, AT&T Inc. ("AT&T"), Laser, Inc. and Mariner Acquisition Sub Inc., a wholly owned subsidiary of AT&T ("Merger Sub"). All shares of the Issuer's Common stock, were exchanged for merger consideration consisting of (i) $15.00 in cash per share of Common Stock (the "Per Share Cash Merger Consideration"), and (ii) one non-transferable contingent value right (a "CVR"), without interest. Each CVR represents the right to a pro rata share of the proceeds, if any, resulting from the sale of the license granted to the Issuer by the Federal Communications Commission having the call sign WQJQ707.
  • [F2]The option originally vested as to 25% of the shares on September 23, 2012, 25% of the shares on September 23, 2013 and 50% of the shares on 9/23/2014.
  • [F3]Pursuant to the Merger Agreement, each outstanding option of the Reporting Person, whether vested or unvested, that was granted under one of the Issuer's stock plans and that has an exercise price equal to or below the Per Share Cash Merger Consideration was cancelled and converted into the right to receive (i) cash equal to the product of the total number of shares underlying the option multiplied by the difference, if any, of the Per Share Cash Merger Consideration and the exercise price per share underlying each option, less any applicable withholding taxes and (ii) one CVR for each share underlying the option.
  • [F4]On May 14, 2013, the reporting person was granted an option (the "PSU") to purchase 105,000 shares of Common Stock. The option originally was to become eligible to vest based on the Issuer's results as measured against performance levels for each of Fiscal Year 2013 and 2014, but pursuant to the Merger Agreement, the performance condition was deemed to have been met, resulting in treating the option as if it had vested with regard to the 105,000 shares of Common Stock. The PSU was cancelled and entitled the reporting person to receive (i) an amount in cash equal to the product of (x) the number of shares covered by the PSU (in this case, the 105,000 shares) multiplied by the (y) Per Share Merger Consideration, less applicable withholding taxes and (ii) one CVR for each share covered by the PSU.

Issuer

LEAP WIRELESS INTERNATIONAL INC

CIK 0001065049

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001065049

Filing Metadata

Form type
4
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 6:45 PM ET
Size
11.4 KB