4//SEC Filing
DENALI FUND INC. 4
Accession 0001247997-14-000002
CIK 0001187520other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 6:24 PM ET
Size
7.2 KB
Accession
0001247997-14-000002
Insider Transaction Report
Form 4
STEWART WEST INDIES TRUST
10% Owner
Transactions
- Purchase
Common Stock
2014-11-30$22.88/sh+56,608$1,295,191→ 56,608 total
HOREJSI STEWART R
10% Owner
Transactions
- Purchase
Common Stock
2014-11-30$22.88/sh+56,608$1,295,191→ 56,608 total
Footnotes (3)
- [F1]The shares reported in Item 4 were effected as an inter-trust transfer and gift from the Evergreen Trust to the Stewart West Indies Trust, both of which are affiliated with the Horejsi family, in connection with the dissolution of the Evergreen Trust. The closing market price of the Fund's stock on November 28, 2014, the last trading day before the effective date of the gift, was $22.88 per share.
- [F2]The trustee of the Stewart West Indies Trust is Alaska Trust Company ("Alaska Trust"), which may be deemed to control the Stewart West Indies Trust. As a result of his advisory role with the Stewart West Indies Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Stewart West Indies Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Stewart West Indies Trust.
- [F3]Trusts and entities affiliated with the Stewart West Indies Trust, including the Lola Brown Trust No. 1B, the Susan L. Ciciora Trust, and the Mildred B. Horejsi Trust, own an aggregate of 3,196,432 Shares of the Fund following these transactions.
Documents
Issuer
DENALI FUND INC.
CIK 0001187520
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0001187520
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 6:24 PM ET
- Size
- 7.2 KB