4//SEC Filing
S&W Seed Co 4
Accession 0001249155-16-000093
$SANWCIK 0001477246operating
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 5:12 PM ET
Size
8.1 KB
Accession
0001249155-16-000093
Insider Transaction Report
Form 4
S&W Seed CoSANW
Fischhoff David A
Director
Transactions
- Award
Restricted Stock Units
2016-12-20+5,447→ 5,447 totalFrom: 2017-12-20→ Common Stock (5,447 underlying) - Award
Stock Options (right to buy)
2016-12-20+5,447→ 5,447 totalExercise: $4.75From: 2017-12-20Exp: 2026-12-20→ Common Stock (5,447 underlying)
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents the contingent right to receive one share of common stock upon vesting of the RSU. The closing price of the Issuer's common stock on the date of this RSU award was $4.75.
- [F2]The RSUs will vest on December 20, 2017, subject to continued service with the Issuer on the vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash or a combination of shares and cash, in the Issuer's sole discretion.
- [F3]The RSUs and options were granted pursuant to the Issuer's Amended and Restated 2009 Equity Incentive Plan.
- [F4]The options will vest and become exercisable on December 20, 2017, subject to continued service with the Issuer on the vesting date.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001477246
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 5:12 PM ET
- Size
- 8.1 KB