S&W Seed Co 4
4 · S&W Seed Co · Filed Dec 22, 2016
Insider Transaction Report
Form 4
S&W Seed CoSANW
Seidler Charles B
Director
Transactions
- Award
Restricted Stock Units
2016-12-20+5,842→ 5,842 totalFrom: 2017-12-20→ Common Stock (5,842 underlying) - Award
Stock Option (right to buy)
2016-12-20+5,842→ 5,842 totalExercise: $4.75From: 2017-12-20Exp: 2026-12-20→ Common Stock (5,842 underlying)
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents the contingent right to receive one share of common stock upon vesting of the RSU. The closing price of the Issuer's common stock on the date of this RSU award was $4.75.
- [F2]The RSUs will vest on December 20, 2017, subject to continued service with the Issuer on the vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash or a combination of shares and cash, in the Issuer's sole discretion.
- [F3]The RSUs and options were granted pursuant to the Issuer's Amended and Restated 2009 Equity Incentive Plan.
- [F4]The options will vest and become exercisable on December 20, 2017, subject to continued service with the Issuer on the vesting date.