S&W Seed Co 4
4 · S&W Seed Co · Filed May 22, 2017
Insider Transaction Report
Form 4
S&W Seed CoSANW
GREWAL MARK S
DirectorPresident and CEO
Transactions
- Purchase
Common Stock
2017-05-19$4.10/sh+21,322$87,420→ 133,967 total - Purchase
Common Stock
2017-05-19$4.20/sh+2,678$11,248→ 136,645 total
Footnotes (1)
- [F1]The purchases made by the Reporting Person on May 19, 2017 of an aggregate of 2,362 shares have been matched against sales of (i) 1,181 shares made pursuant to the Reporting Person's 10b5-1 trading plan on January 6, 2017, at all $4.75; and (ii) 1,181 shares made pursuant to the Reporting Person's 10b5-1 trading plan on April 3, 2017 (100 shares at $5.00, 100 shares at $4.9750 and 981 shares at $4.95). The aforementioned sales constitute all of the sales made during the six month period up to and including May 19, 2017, and the sale prices are matched against the May 19, 2017 purchase price of $4.10, which is the lowest purchase price paid by the Reporting Person. The Reporting Person has agreed to pay the Issuer $1,779.00, representing the full amount of the short-swing profit recovery required by Section 16(b) under the Securities Exchange Act of 1934, as amended.