S&W Seed Co 4
4 · S&W Seed Co · Filed Jul 6, 2017
Insider Transaction Report
Form 4
S&W Seed CoSANW
GREWAL MARK S
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2017-07-03$4.05/sh−1,181$4,783→ 135,464 total
Footnotes (1)
- [F1]The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Although the reporting person purchased shares on May 19, 2017, as reported on the Form 4 filed on May 22, 2017, those shares were purchased at $4.10 and $4.20, whereas the shares reported on this Form 4 were sold at $4.05. Accordingly, there is no short-swing profit resulting from the sales triggered by the 10b5-1 trading plan.