4//SEC Filing
Fischhoff David A 4
Accession 0001249155-17-000081
CIK 0001477246other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 6:34 PM ET
Size
7.0 KB
Accession
0001249155-17-000081
Insider Transaction Report
Form 4
S&W Seed CoSANW
Fischhoff David A
Director
Transactions
- Exercise/Conversion
Common Stock
2017-12-20+5,447→ 5,447 total - Exercise/Conversion
Restricted Stock Units
2017-12-20−5,447→ 0 totalFrom: 2017-12-20Exp: 2017-12-20→ Common Stock (5,447 underlying)
Footnotes (3)
- [F1]Represents the settlement of restricted stock units ("RSUs") that vested on December 20, 2017 through the issuance of common stock.
- [F2]Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the December 20, 2017 vesting date was $3.50.
- [F3]On December 20, 2016, the reporting person was granted 5,447 RSUs, all of which vested on December 20, 2017.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001691757
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 6:34 PM ET
- Size
- 7.0 KB