WILLITS ALAN D 4
4 · S&W Seed Co · Filed Aug 13, 2018
Insider Transaction Report
Form 4
S&W Seed CoSANW
WILLITS ALAN D
Director
Transactions
- Award
Restricted Stock Units
2018-08-09+4,148→ 4,148 totalFrom: 2019-01-10Exp: 2019-01-10→ Common Stock (4,148 underlying) - Award
Stock Options (right to buy)
2018-08-09+4,148→ 4,148 totalExercise: $3.30From: 2019-01-10Exp: 2028-01-10→ Common Stock (4,148 underlying)
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents the contingent right to receive one share of common stock upon vesting of the RSU. The closing price of the Issuer's common stock on the date of this RSU award was $3.30.
- [F2]The RSUs will vest on January 10, 2019, subject to continued service with the Issuer on the vesting date.
- [F3]The RSUs and options were granted pursuant to the Issuer's Amended and Restated 2009 Equity Incentive Plan.
- [F4]The options will vest and become exercisable on January 10, 2019, subject to continued service with the Issuer on the vesting date.