GARDNER DANIELSON B. 4
4 · S&W Seed Co · Filed Oct 10, 2018
Insider Transaction Report
Form 4
S&W Seed CoSANW
GARDNER DANIELSON B.
VP Breeding and Genetics
Transactions
- Tax Payment
Common Stock
2018-10-07$2.76/sh−288$795→ 4,383 total - Exercise/Conversion
Common Stock
2018-10-07+832→ 4,671 total - Exercise/Conversion
Restricted Stock Units
2018-10-07−832→ 0 totalFrom: 2017-10-07Exp: 2018-10-07→ Common Stock (832 underlying)
Footnotes (4)
- [F1]Represents the settlement of restricted stock units ("RSUs") that vested on October 7, 2018 through the issuance of shares of common stock.
- [F2]The reporting person is reporting the withholding by the Issuer of an aggregate of 288 shares of common stock that vested on October 7, 2018 pursuant to the RSU award referred to in Table II, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award.
- [F3]Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on October 5, 2018 (the last trading day before the October 7, 2018 vesting date) was $2.76.
- [F4]On October 7, 2016, the reporting person was awarded 1,663 RSUs, the final installment of which vested on October 7, 2018.