Home/Filings/4/0001249155-19-000009
4//SEC Filing

Fischhoff David A 4

Accession 0001249155-19-000009

CIK 0001477246other

Filed

Jan 13, 7:00 PM ET

Accepted

Jan 14, 4:34 PM ET

Size

7.0 KB

Accession

0001249155-19-000009

Insider Transaction Report

Form 4
Period: 2019-01-10
Transactions
  • Exercise/Conversion

    Common Stock

    2019-01-10+6,70812,155 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-01-106,7080 total
    From: 2019-01-10Exp: 2019-01-10Common Stock (6,708 underlying)
Footnotes (3)
  • [F1]Represents the settlement of restricted stock units ("RSUs") that vested on January 10, 2019 through the issuance of shares of common stock.
  • [F2]Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on the January 10, 2019 vesting date was $2.00.
  • [F3]The RSUs vested in full on January 10, 2019.

Issuer

S&W Seed Co

CIK 0001477246

Entity typeother

Related Parties

1
  • filerCIK 0001691757

Filing Metadata

Form type
4
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 4:34 PM ET
Size
7.0 KB