WILLITS ALAN D 4
4 · S&W Seed Co · Filed Jan 14, 2019
Insider Transaction Report
Form 4
S&W Seed CoSANW
WILLITS ALAN D
Director
Transactions
- Exercise/Conversion
Common Stock
2019-01-10+4,148→ 4,148 total - Exercise/Conversion
Restricted Stock Units
2019-01-10−4,148→ 0 totalFrom: 2019-01-10Exp: 2019-01-10→ Common Stock (4,148 underlying)
Footnotes (3)
- [F1]Represents the settlement of restricted stock units ("RSUs") that vested on January 10, 2019 through the issuance of common stock.
- [F2]Each RSU represents the contingent right to receive one share of common stock upon vesting of the RSU. The closing price of the Issuer's common stock on the January 10, 2019 vesting date was $2.00.
- [F3]The RSUs vested in full on January 10, 2019.