|4Nov 20, 7:09 PM ET

Ezralow Bryan 4

4 · Coda Octopus Group, Inc. · Filed Nov 20, 2018

Insider Transaction Report

Form 4
Period: 2018-10-31
Ezralow Bryan
10% Owner
Transactions
  • Other

    Common Stock

    2018-10-31+26,2001,012,569 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By LLC)
    177,041
Footnotes (3)
  • [F1]Pro rata distribution from a limited liability company of which the reporting person is a non-managing member.
  • [F2]These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer.
  • [F3]The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT