Sim Kenneth T. 4
4 · Apollo Medical Holdings, Inc. · Filed Dec 6, 2022
Insider Transaction Report
Form 4
Sim Kenneth T.
DirectorExecutive Chairman
Transactions
- Other
Common Stock
2022-12-02−984,042→ 10,191,660 total(indirect: By Allied Physicians of California, A Professional Medical Corporation) - Other
Common Stock
2022-12-02+37,439→ 520,117 total(indirect: By Trust)
Holdings
- 230,688(indirect: By Trust)
Common Stock
- 42,996(indirect: By Trust)
Common Stock
- 191,827
Common Stock
Footnotes (5)
- [F1]Allied Physicians of California, A Profession Medical Corporation (Allied), of which the Reporting Person is a director, officer and shareholder, distributed these shares as an in-kind dividend to its shareholders.
- [F2]These securities are beneficially owned by Allied, of which the Reporting Person is a director, officer and shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]Represents the receipt of shares of the issuer pursuant to a pro rata in-kind distribution by Allied, of which the Reporting Person is a director, officer and shareholder.
- [F4]These securities are held by the Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F5]These securities are held by a grantor retained annuity trust for the benefit of the Reporting Person and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.