4//SEC Filing
CHADWICK ROBERT E 4
Accession 0001252911-06-000005
CIK 0001245648other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 1:33 PM ET
Size
5.8 KB
Accession
0001252911-06-000005
Insider Transaction Report
Form 4
CHADWICK ROBERT E
DirectorCEO and PresidentOther
Transactions
- Other
Common Stock
2006-12-26$21.60/sh+4,198$90,677→ 4,198 total(indirect: Please see footnote 1)
Footnotes (2)
- [F1]Mr. Chadwick is a 10% shareholder of Flaherty & Crumrine Incorporated, the direct beneficial owner of these shares. On December 26, 2006, the Board of Directors of Flaherty & Crumrine determined that Mr. Chadwick, as a director, would share investment control of these shares with the other directors of the corporation. Consequently, Mr. Chadwick is now reporting his pecuniary interest in these shares because he is no longer entitled to rely on Rule 16a-1(2)(iii) under the Exchange Act.
- [F2]Mr. Chadwick directly holds an additional 1,500 shares of the Fund.
Documents
Issuer
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC
CIK 0001245648
Entity typeother
Related Parties
1- filerCIK 0001252911
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 1:33 PM ET
- Size
- 5.8 KB