OCCAM NETWORKS INC/DE 4
4 · OCCAM NETWORKS INC/DE · Filed Nov 21, 2003
Insider Transaction Report
Form 4
ALSOP STEWART II
Other
Transactions
- Purchase
Series A-2 Preferred
2003-11-19$10.00/sh+200,000$2,000,000→ 200,000 total(indirect: See Note 1)Exercise: $0.11From: 1988-08-08Exp: 1988-08-08→ Common Stock (18,181,818 underlying)
Footnotes (5)
- [F1]The Reporting Person is a general partner of NEA Partners 9, Limited Partnership, the sole general partner of New Enterprise Associates 9, Limited Partnership ("NEA 9"). All of the shares are held by NEA 9, and the Reporting Person disclaims beneficial ownership of the securities held by NEA 9, except to the extent of its pecuniary interest therein.
- [F2]Conversion rate is 90.909 for 1.
- [F3]Immediately.
- [F4]Not applicable.
- [F5]In addition to the shares reported herein, the Reporting Person indirectly owns through NEA 9, 45,611,413 common shares, and the Reporting Person disclaims beneficial ownership of those securities held by NEA 9, except to the extent of its pecuniary interest therein.