KASE RONALD H 4
4 · OCCAM NETWORKS INC/DE · Filed Jan 11, 2005
Insider Transaction Report
Form 4
KASE RONALD H
Other
Transactions
- Purchase
Series A-2 Preferred Stock
2005-01-07$10.00/sh+75,000$750,000→ 275,000 total(indirect: See Note 4)→ Common Stock (6,818,181 underlying)
Footnotes (4)
- [F1]Conversion rate is 90.90909 for 1.
- [F2]Immediately
- [F3]N/A
- [F4]The Reporting Person was a general partner of NEA Partners 9, Limited Partnership, the sole general partner of New Enterprise Associates 9, Limited Partnership ("NEA 9"). All of the shares are held by NEA 9 and the Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, of such portion of the securities held by NEA 9 in which the Reporting Person has no actual pecuniary interest therein.