ALSOP STEWART II 4
4 · OCCAM NETWORKS INC/DE · Filed Jan 11, 2005
Insider Transaction Report
Form 4
ALSOP STEWART II
Other
Transactions
- Purchase
Series A-2 Preferred Stock
2005-01-07$10.00/sh+75,000$750,000→ 275,000 total(indirect: See Note 4)→ Common Stock (6,818,181 underlying)
Footnotes (4)
- [F1]Conversion rate is 90.90909 for 1.
- [F2]Immediately
- [F3]N/A
- [F4]The Reporting Person was a general partner of NEA Partners 9, Limited Partnership, the sole general partner of New Enterprise Associates 9, Limited Partnership ("NEA 9"). All of the shares are held by NEA 9, and the Reporting Person disclaims beneficial ownership of the securities held by NEA 9, except to the extent of his pecuniary interest therein.