BIRMINGHAM ARTHUR F 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Feb 4, 2009

Form 4

Period: 2009-02-02

EVP & Chief Financial Officer

Transactions

Exercise/Conversion
Stock Option (right to buy)
2009-02-02−5,870→ 0 total
Exercise: $18.66Exp: 2009-02-05→ Common Stock (5,870 underlying)
Tax Payment
Common Stock
2009-02-02$22.00/sh−4,978$109,516→ 2,475 total
Exercise/Conversion
Common Stock
2009-02-02$18.66/sh+5,870$109,534→ 8,345 total

Holdings

Common Stock
(indirect: By 401(k))
3,420.513
Stock Option (right to buy)
Exercise: $24.57Exp: 2018-01-02→ Common Stock (3,500 underlying)
3,500
Stock Option (right to buy)
Exercise: $28.10Exp: 2017-01-03→ Common stock (3,500 underlying)
3,500
Stock Option (right to buy)
Exercise: $16.86Exp: 2011-01-11→ Common Stock (3,993 underlying)
3,993
Stock Option (right to buy)
Exercise: $28.89From: 2004-01-09Exp: 2014-01-09→ Common Stock (19,249 underlying)
19,249

Footnotes (5)

[F1]The options were exercisable in five equal annual installments on February 5, 2000, 2001, 2002, 2003 and 2004. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
[F2]The options were exercisable in five equal annual installments on January 11, 2002, 2003, 2004, 2005 and 2006. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
[F3]The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
[F4]The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
[F5]Option grant has no purchase or sale price

Documents

1 file