WHITING PAUL L 4
4 · Heritage Insurance Holdings, Inc. · Filed Jun 12, 2026
Research Summary
AI-generated summary of this filing
HRTG Director Paul Whiting Receives Award & Gifts Shares
What Happened
Paul L. Whiting, a director of Heritage Insurance Holdings, received an award/acquisition of 2,703 shares on 2026-06-10 (acquired at $0.00, total reported value $0) and on 2026-06-11 disposed of 9,662 shares as a gift (disposed at $0.00, total reported value $0). The gift was made to a 501(c)(3) institution and reported as an exempt transaction under Rule 16b-5.
Key Details
- Transaction dates and amounts:
- 2026-06-10: Award/acquisition — 2,703 shares @ $0.00 (code A).
- 2026-06-11: Gift/disposition — 9,662 shares @ $0.00 (code G).
- Shares owned after the transactions: Not specified in the provided filing excerpt.
- Notable footnotes:
- F1: The 9,662-share gift was to a 501(c)(3) and treated as exempt under Rule 16b-5.
- F2 & F3: Certain shares are held by entities (Whiting Family, LLC and Paul & Gail Whiting Investments Limited) controlled by Mr. Whiting and his spouse; he disclaims beneficial ownership of those entity-held shares except to the extent of his pecuniary interest.
- Filing timeliness: Form filed 2026-06-12 covering transactions on 2026-06-10 and 2026-06-11; this appears to have been filed within the standard two-business-day window.
Context
- The 2,703-share award (priced at $0.00) likely reflects a grant or similar award rather than an open-market purchase; the subsequent gift of 9,662 shares to charity is a non-market transfer and does not by itself signal insider sentiment about the stock.
- Gifts and entity-held shares (per F2/F3) can reflect estate/charitable planning or holdings structure rather than direct personal trading decisions.
Insider Transaction Report
Form 4
WHITING PAUL L
Director
Transactions
- Award
Common Stock
2026-06-10+2,703→ 105,829 total - Gift
Common Stock
[F1]2026-06-11−9,662→ 96,167 total
Holdings
- 40,871(indirect: See Footnote)
Common Stock
[F2] - 20,000(indirect: See Footnote)
Common Stock
[F3]
Footnotes (3)
- [F1]The Reporting Person gifted these shares to a 501(c)(3) institution in an exempt transaction pursuant to Rule 16b-5 under the Securities and Exchange Act of 1934, as amended.
- [F2]These shares are owned by Whiting Family, LLC, which is controlled by the Reporting Person and his spouse. The Reporting Person disclaims beneficial ownership of the shares held by Whiting Family, LLC except to the extent of his pecuniary interest therein.
- [F3]These shares are owned by Paul & Gail Whiting Investments Limited, which is controlled by the Reporting Person and his spouse. The Reporting Person disclaims beneficial ownership of the shares held by Paul & Gail Whiting Investments Limited except to the extent of his pecuniary interest therein.
Signature
/s/ Paul L. Whiting|2026-06-12