WHITING PAUL L 4

What Happened
Paul L. Whiting, a director of Heritage Insurance Holdings, received an award/acquisition of 2,703 shares on 2026-06-10 (acquired at $0.00, total reported value $0) and on 2026-06-11 disposed of 9,662 shares as a gift (disposed at $0.00, total reported value $0). The gift was made to a 501(c)(3) institution and reported as an exempt transaction under Rule 16b-5.

Key Details

• Transaction dates and amounts:
  • 2026-06-10: Award/acquisition — 2,703 shares @ $0.00 (code A).
  • 2026-06-11: Gift/disposition — 9,662 shares @ $0.00 (code G).
• Shares owned after the transactions: Not specified in the provided filing excerpt.
• Notable footnotes:
  • F1: The 9,662-share gift was to a 501(c)(3) and treated as exempt under Rule 16b-5.
  • F2 & F3: Certain shares are held by entities (Whiting Family, LLC and Paul & Gail Whiting Investments Limited) controlled by Mr. Whiting and his spouse; he disclaims beneficial ownership of those entity-held shares except to the extent of his pecuniary interest.
• Filing timeliness: Form filed 2026-06-12 covering transactions on 2026-06-10 and 2026-06-11; this appears to have been filed within the standard two-business-day window.

Context

• The 2,703-share award (priced at $0.00) likely reflects a grant or similar award rather than an open-market purchase; the subsequent gift of 9,662 shares to charity is a non-market transfer and does not by itself signal insider sentiment about the stock.
• Gifts and entity-held shares (per F2/F3) can reflect estate/charitable planning or holdings structure rather than direct personal trading decisions.