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4//SEC Filing

SMITH PHILIP W III 4

Accession 0001273412-17-000056

CIK 0001050743other
View on SEC.govCompany Profile

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 4:07 PM ET

Size

45.1 KB

Accession

0001273412-17-000056

Insider Transaction Report

Form 4
Period: 2017-12-05
PEAPACK GLADSTONE FINANCIAL CORPPGC
SMITH PHILIP W III
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2017-12-05$23.40/sh+300$7,020→ 33,230.934 total
  • Exercise/Conversion

    Common Stock

    2017-12-05$23.40/sh+600$14,040→ 33,530.934 total
  • Exercise/Conversion

    Common Stock

    2017-12-05$23.40/sh+110$2,574→ 33,040.934 total
  • Sale

    Common Stock

    2017-12-05$34.54/sh−110$3,799→ 32,930.934 total
  • Sale

    Common Stock

    2017-12-05$34.57/sh−200$6,914→ 32,930.934 total
  • Sale

    Common Stock

    2017-12-05$34.52/sh−300$10,356→ 32,930.934 total
  • Sale

    Common Stock

    2017-12-05$34.52/sh−100$3,452→ 32,930.934 total
  • Exercise/Conversion

    Common Stock

    2017-12-05$23.40/sh+200$4,680→ 33,130.934 total
  • Exercise/Conversion

    Common Stock

    2017-12-05$23.40/sh+100$2,340→ 33,030.934 total
  • Exercise/Conversion

    Stock option (right to buy)

    2017-12-05−2,310→ 0 total
    Exercise: $23.40Exp: 2018-01-02→ Common Stock (2,310 underlying)
  • Sale

    Common Stock

    2017-12-05$34.84/sh−600$20,904→ 32,930.934 total
Holdings

  • Stock Option (right to buy)

    Exercise: $13.53Exp: 2021-01-03→ Common Stock (2,500 underlying)
    2,500

  • Stock Option (right to buy)

    Exercise: $13.43Exp: 2020-01-04→ Common Stock (5,000 underlying)
    5,000

  • Common Stock

    (indirect: By Spouse)
    8,259.77

  • Common Stock

    (indirect: by Phillary Management Inc., a Corporation)
    1,335
Footnotes (7)
  • [F1]The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
  • [F2]Includes shares received through dividend reinvestment since the last filing.
  • [F3]The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
  • [F4]The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
  • [F5]The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
  • [F6]The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
  • [F7]Option grant has no purchase or sale price.

Documents

1 file

Issuer

PEAPACK GLADSTONE FINANCIAL CORP

CIK 0001050743

→
Entity typeother

Related Parties

1
  • filerCIK 0001236756

Filing Metadata

Form type
4
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 4:07 PM ET
Size
45.1 KB
View on SEC.gov