TRUSCOTT WILLIAM F 4

What Happened
William F. Truscott, CEO, Global Asset Management at Ameriprise Financial (AMP), had 609 shares transferred/forfeited to satisfy tax withholding on vested awards. The filing shows 292 shares disposed on 2026-01-26 at $500.53 each ($146,155) and 317 shares disposed on 2026-01-27 at $498.33 each ($157,971), a combined value of about $304,126. These disposals are tax-withholding events (transaction code F), not open-market sales.

Key Details

• Dates and prices: 2026-01-26 — 292 shares @ $500.53 ($146,155); 2026-01-27 — 317 shares @ $498.33 ($157,971).
• Total shares transferred/forfeited: 609; total value ≈ $304,126.
• Shares owned after transaction: The filing does not list a precise post-transaction total; footnote F2 provides an estimate of shares held in the reporting person’s Ameriprise 401(k) stock fund as of Jan 27, 2026 (unit accounting varies with stock price).
• Notable footnotes: F1 — shares were forfeited/withheld to satisfy tax withholding and remaining shares were transferred to the reporting person’s indirect LLC holdings; F2 — 401(k) holding is an estimate due to unit accounting.
• Filing timeliness: Report filed 2026-01-28; appears timely (filed within the standard two-business-day window).

Context
This was a tax-withholding/forfeiture transaction related to vested awards (cashless/forfeiture to cover taxes), not a discretionary open-market sale — such transactions are routine and typically do not signal insider sentiment about the company’s stock.