4//SEC Filing
CALIFORNIA PIZZA KITCHEN, INC. 4
Accession 0001294337-11-000005
CIK 0000789356operating
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 6:10 PM ET
Size
28.2 KB
Accession
0001294337-11-000005
Insider Transaction Report
Form 4
ROSENFIELD RICHARD L
Co-Chairman and Co-CEO
Transactions
- Disposition to Issuer
Common Stock
2011-07-07$18.50/sh−47,595$880,508→ 0 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-07-07−450,000→ 0 totalExercise: $15.74From: 2005-04-11Exp: 2014-12-29→ Common Stock (450,000 underlying) - Disposition from Tender
Common Stock
2011-07-07$18.50/sh−8,328$154,068→ 0 total - Disposition to Issuer
Common Stock
2011-07-07$18.50/sh−72,486$1,340,991→ 0 total - Exercise/Conversion
Common Stock
2011-07-07$15.74/sh+450,000$7,083,000→ 450,000 total - Tax Payment
Common Stock
2011-07-07$18.50/sh−382,865$7,083,003→ 67,135 total - Disposition to Issuer
Common Stock
2011-07-07$18.50/sh−67,135$1,241,998→ 0 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-07-07−450,000→ 0 totalExercise: $15.52From: 2008-04-11Exp: 2015-04-11→ Common Stock (450,000 underlying) - Disposition from Tender
Common Stock
2011-07-07$18.50/sh−1,006,356$18,617,586→ 53,333 total(indirect: By Trust) - Sale
Common Stock
2011-07-07$18.50/sh−53,333$986,661→ 0 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2011-07-07$15.52/sh+450,000$6,984,000→ 450,000 total - Tax Payment
Common Stock
2011-07-07$18.50/sh−377,514$6,984,009→ 72,486 total - Exercise/Conversion
Common Stock
2011-07-07$12.63/sh+150,000$1,894,500→ 150,000 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-07-07−150,000→ 0 totalExercise: $12.63From: 2004-09-03Exp: 2014-03-03→ Common Stock (150,000 underlying) - Tax Payment
Common Stock
2011-07-07$18.50/sh−102,405$1,894,493→ 47,595 total
Footnotes (3)
- [F1]The shares were transferred to CPK Merger Sub Inc pursuant to the Stockholder Tender and Support Agreement, dated May 24, 2011, among the Registrant, CPK Holdings Inc., CPK Merger Sub Inc. and the reporting person.
- [F2]The option became exercisable as to 1/5 of the underlying shares on this date and became exercisable as to an additional 1/10 of the underlying shares quarterly thereafter.
- [F3]The option became exercisable as to 1/8 of the underlying shares on this date and became exercisable as to an additional 1/18 of the underlying shares semi-annually thereafter.
Documents
Issuer
CALIFORNIA PIZZA KITCHEN, INC.
CIK 0000789356
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000789356
Filing Metadata
- Form type
- 4
- Filed
- Jul 10, 8:00 PM ET
- Accepted
- Jul 11, 6:10 PM ET
- Size
- 28.2 KB