PROSPECT CAPITAL CORP·4

May 26, 4:01 PM ET

Barry John F 4

4 · PROSPECT CAPITAL CORP · Filed May 26, 2026

Research Summary

AI-generated summary of this filing

Updated

Prospect Capital (PSEC) CEO Barry John F Buys 200,000 Shares

What Happened
Barry John F, CEO of Prospect Capital Corp. (PSEC), made two purchases on May 21, 2026, acquiring a total of 200,000 shares. The trades were 100,000 shares at $2.28 each (cost $227,660) and 100,000 shares at $2.24 each (cost $224,130), for a combined outlay of $451,790. These were purchases (transaction code P), which are generally viewed as a more informative — and potentially bullish — insider action than sales.

Key Details

  • Transaction date: May 21, 2026
  • Trades: 100,000 shares @ $2.28 = $227,660; 100,000 shares @ $2.24 = $224,130; total 200,000 shares for $451,790
  • Transaction type/code: P = Purchase (open-market or private purchase as reported)
  • Filing date: May 26, 2026 — the Form 4 was filed 5 calendar days after the trades (filed late relative to the usual 2-business-day reporting requirement)
  • Shares owned after transaction: Not specified in the information provided in the filing
  • Footnotes/plans: Filing does not disclose a 10b5-1 plan or other explanatory footnotes

Context
Insider purchases can signal confidence by management, but they are not proof of future performance. This was an outright purchase (not an option exercise or tax-related transfer). Note the late filing reduces the timeliness of the disclosure; retail investors should combine this data point with company fundamentals and other filings before drawing conclusions.

Insider Transaction Report

Form 4
Period: 2026-05-21
Barry John F
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
  • Purchase

    COMMON STOCK

    2026-05-21$2.28/sh+100,000$227,66086,357,350.884 total
  • Purchase

    COMMON STOCK

    2026-05-21$2.24/sh+100,000$224,13086,457,350.884 total
Holdings
  • COMMON STOCK

    (indirect: By Spouse)
    426,199.377
Signature
/s/ John F. Barry III|2026-05-26

Documents

1 file
  • 4
    wk-form4_1779825692.xmlPrimary

    FORM 4