PROSPECT CAPITAL CORP·4

May 28, 5:24 PM ET

Barry John F 4

4 · PROSPECT CAPITAL CORP · Filed May 28, 2026

Research Summary

AI-generated summary of this filing

Updated

Prospect Capital (PSEC) CEO Barry John F Buys 433,000 Shares

What Happened
Barry John F, CEO of Prospect Capital Corp (PSEC), made two open-market purchases on May 26, 2026: 430,000 shares at $2.32 reported valued at $999,707, and 3,000 shares at $2.33 reported valued at $6,975 — 433,000 shares for roughly $1.0067M total. The Form 4 reports these as purchases (transaction code P), which are purchases rather than sales.

Key Details

  • Transaction dates/prices: May 26, 2026 — 430,000 shares @ $2.32 and 3,000 shares @ $2.33.
  • Reported dollar amounts: $999,707 and $6,975, respectively (combined ≈ $1,006,682).
  • Filing date: May 28, 2026 (filed within the typical two-business-day Form 4 window — timely).
  • Shares owned after transaction: Not specified in the provided filing excerpt.
  • Notable footnotes/plans: No 10b5-1 plan, gift, option exercise, or tax-withholding note shown in the supplied details.

Context
These were straightforward open-market purchases (code P) by the CEO, not option exercises or awards. Purchases by insiders can be interpreted as a stronger signal than routine sales, but they do not prove future company performance. This filing is informational for investors tracking insider buying activity in PSEC.

Insider Transaction Report

Form 4
Period: 2026-05-26
Barry John F
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
  • Purchase

    COMMON STOCK

    2026-05-26$2.32/sh+430,000$999,70787,119,376.113 total
  • Purchase

    COMMON STOCK

    2026-05-26$2.33/sh+3,000$6,97587,122,376.113 total
Holdings
  • COMMON STOCK

    (indirect: By Spouse)
    426,199.377
Signature
/s/ John F. Barry III|2026-05-28

Documents

1 file
  • 4
    wk-form4_1780003460.xmlPrimary

    FORM 4