PROSPECT CAPITAL CORP·4

Jun 25, 4:59 PM ET

Barry John F 4

4 · PROSPECT CAPITAL CORP · Filed Jun 25, 2026

Research Summary

AI-generated summary of this filing

Updated

Prospect Capital CEO John F. Barry Buys 1.07M Shares

What Happened John F. Barry (listed on the Form 4 as "Barry, John F."), CEO of Prospect Capital Corp (PSEC), made two purchases on 2026-06-23. He acquired 1,000,000 shares at $2.27 (reported $2,274,500) and 67,648 shares at $2.27 (reported $153,568), for a combined purchase of 1,067,648 shares totaling roughly $2,428,068. These were purchase transactions (code P), which are direct acquisitions rather than sales.

Key Details

  • Transaction dates: 2026-06-23; filing date (Form 4): 2026-06-25 (appears timely).
  • Price(s): $2.27 per share (both entries); totals reported as $2,274,500 and $153,568.
  • Combined: 1,067,648 shares acquired for approximately $2.43M.
  • Shares owned after transaction: Not disclosed in the provided filing excerpt.
  • Transaction type/code: P (purchase — open market or private purchase per Form 4 coding).
  • Footnotes/plan info: No 10b5‑1 plan, tax‑withholding, or other special footnotes shown in the excerpt.

Context Purchases by insiders can be read as a more directly informative signal than routine sales, but they do not prove intent; filings are factual records of the trades. This filing reports straightforward stock purchases (no option exercises, gifts, or immediate sales). The filing appears to have been submitted promptly (filed two days after the transaction).

Insider Transaction Report

Form 4
Period: 2026-06-23
Barry John F
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
  • Purchase

    COMMON STOCK

    2026-06-23$2.27/sh+1,000,000$2,274,50089,146,077.166 total
  • Purchase

    COMMON STOCK

    2026-06-23$2.27/sh+67,648$153,56889,213,725.166 total
Holdings
  • COMMON STOCK

    (indirect: By Spouse)
    432,918.737
Signature
/s/ John F. Barry III|2026-06-25

Documents

1 file
  • 4
    wk-form4_1782421182.xmlPrimary

    FORM 4