4//SEC Filing
DeFeo Philip D 4
Accession 0001299914-04-000023
CIK 0001107389other
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 5:40 PM ET
Size
10.4 KB
Accession
0001299914-04-000023
Insider Transaction Report
Form 4
DeFeo Philip D
Director
Transactions
- Award
Restricted Stock Units
2004-09-12+1,903→ 1,903 totalExercise: $0.00→ Common Stock (0 underlying)
Footnotes (4)
- [F1]Granted under the Archipelago Holdings, Inc. 2004 Stock Incentive Plan.
- [F2]Each RSU represents a right to receive one share of the Issuer's Common Stock (or cash equal to the fair market value thereof) upon the director's resignation or other termination of service from the Company's Board of Directors.
- [F3]The number of RSUs awared to the Reporting Person was determined by dividing the total dollar value granted to the Reporting Person as RSU compensation by $14.75 (the closing price of the of the Issuer's Common Stock on the Arca Exchange on September 10, 2004).
- [F4]The RSUs are service-based and will vest in four equal installments (specifically on the first, second, third and fourth aniversaries of the date of grant), subject to the Reporting Person's continued service as a Director of the Company. Generally, unvested units will be cancelled upon the Reporting Person's terminaiton of his service as a Director of the Company.
Issuer
ARCHIPELAGO HOLDINGS INC
CIK 0001107389
Entity typeother
Related Parties
1- filerCIK 0001300046
Filing Metadata
- Form type
- 4
- Filed
- Sep 13, 8:00 PM ET
- Accepted
- Sep 14, 5:40 PM ET
- Size
- 10.4 KB