Home/Filings/4/0001299914-04-000026
4//SEC Filing

Robbins Stuart 4

Accession 0001299914-04-000026

CIK 0001107389other

Filed

Sep 13, 8:00 PM ET

Accepted

Sep 14, 5:50 PM ET

Size

10.6 KB

Accession

0001299914-04-000026

Insider Transaction Report

Form 4
Period: 2004-09-12
Transactions
  • Award

    Restricted Stock Units

    2004-09-12+3,9853,985 total
    Exercise: $0.00Common Stock
Footnotes (4)
  • [F1]Granted under the Archipelago Holdings, Inc. 2004 Stock Incentive Plan.
  • [F2]Each RSU represents a right to receive one share of the Issuer's Common Stock (or cash equal to the fair market value thereof) upon the director's resignation or other termination of service from the Company's Board of Directors.
  • [F3]The number of RSUs awared to the Reporting Person was determined by dividing the sum of the total dollar value granted to the Reporting Person as RSU compensation and the total dollar amount of the Reporting Person's 2004 Director cash retainer, by $14.75 (the closing price of the of the Issuer's Common Stock on the Arca Exchange on September 10, 2004).
  • [F4]Subject to the Reporting Person's continued service as a Director of the Company, 1,903 RSUs will vest in four equal installments (specifically on the first, second, third and fourth anniversaries of the date of grant) and 2,082 RSUs will vest in full on the second anniversary of the grant. The RSUs are subject to the Reporting Person's continued service as a Director of the Company and generally, unvested units will be cancelled upon the Reporting Person's terminaiton of his service as a Director of the Company.

Issuer

ARCHIPELAGO HOLDINGS INC

CIK 0001107389

Entity typeother

Related Parties

1
  • filerCIK 0001300613

Filing Metadata

Form type
4
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 5:50 PM ET
Size
10.6 KB