4//SEC Filing
Nemelka John Fritzen 4
Accession 0001304474-12-000009
CIK 0001089907other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 7:55 PM ET
Size
5.4 KB
Accession
0001304474-12-000009
Insider Transaction Report
Form 4
Nemelka John Fritzen
Director
Transactions
- Award
COMMON STOCK
2012-05-14+750,000→ 775,044 total
Footnotes (2)
- [F1]Comprised of restricted stock granted pursuant to the Company's 2010 Equity Incentive Plan and form of Restricted Stock Agreement included as Exhibit 4.2 to the Company's form 8-K filed on February 2, 2012. The restricted stock vests, if at all, in 1/3 increments based upon the Issuer's 60-day average stock price performance between $1.66 and $2.49, and will be cancelled if the stock prices fail to meet such vesting criteria in five years.
- [F2]Includes 5,484 shares held directly by the reporting person's spouse. The reporting person disclaims beneficial ownership of the Issuer's shares held by his spouse.
Documents
Issuer
SWK Holdings Corp
CIK 0001089907
Entity typeother
Related Parties
1- filerCIK 0001341163
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 7:55 PM ET
- Size
- 5.4 KB