Nemelka John Fritzen 4
4 · SWK Holdings Corp · Filed May 16, 2012
Insider Transaction Report
Form 4
Nemelka John Fritzen
Director
Transactions
- Award
COMMON STOCK
2012-05-14+750,000→ 775,044 total
Footnotes (2)
- [F1]Comprised of restricted stock granted pursuant to the Company's 2010 Equity Incentive Plan and form of Restricted Stock Agreement included as Exhibit 4.2 to the Company's form 8-K filed on February 2, 2012. The restricted stock vests, if at all, in 1/3 increments based upon the Issuer's 60-day average stock price performance between $1.66 and $2.49, and will be cancelled if the stock prices fail to meet such vesting criteria in five years.
- [F2]Includes 5,484 shares held directly by the reporting person's spouse. The reporting person disclaims beneficial ownership of the Issuer's shares held by his spouse.